London | Frankfurt | Madrid | Milan | Rome

MODERN LAWYERSFOR CHANGING TIMES 'a City firm in a non-City location' - Legal 500

DEC
22

FCA regulatory success for Lewis Nedas clients and Keith Wood

fcaKeith was recently instructed to advise and assist the directors of an FCA registered company during a Firm Visit by the FCA. The regulator had a number of concerns about the conduct of certain aspects of the company and during the visit a number of issues were put forward including some very serious breaches of FSMA. At the end of the inspection we negotiated a settlement which involved a temporary restriction on one permission of the firm, rather than a full removal of all permissions which allowed the company to continue to provide services going forward much to the relief of the directors concerned.

 

 

Continue reading
  641 Hits
641 Hits

Accreditations
and Awards

legal 500 uk leading firm 2017 chambers leading firm 2017